CHAPTER 18
HEMISPHERES COLLIDING
THE LARGEST POPULATION REPLACEMENT OF THE
LAST 13,000 years has been the one resulting from the recent
collision between Old World and New World societies. Its most
dramatic and decisive moment, as we saw in Chapter 3, occurred when
Pizarro’s tiny army of Spaniards captured the Inca emperor
Atahuallpa, absolute ruler of the largest, richest, most populous,
and administratively and technologically most advanced Native
American state. Atahuallpa’s capture symbolizes the European
conquest of the Americas, because the same mix of proximate factors
that caused it was also responsible for European conquests of other
Native American societies. Let us now return to that collision of
hemispheres, applying what we have learned since Chapter 3. The
basic question to be answered is: why did Europeans reach and
conquer the lands of Native Americans, instead of vice versa? Our
starting point will be a comparison of Eurasian and Native American
societies as of A.D. 1492, the year of Columbus’s
“discovery” of the Americas.
OUR COMPARISON BEGINS with food
production, a major determinant of local population size and
societal complexity—hence an ultimate factor behind the conquest.
The most glaring difference between American and Eurasian food
production involved big domestic mammal species. In Chapter 9 we
encountered Eurasia’s 13 species, which became its chief source of
animal protein (meat and milk), wool, and hides, its main mode of
land transport of people and goods, its indispensable vehicles of
warfare, and (by drawing plows and providing manure) a big enhancer
of crop production. Until waterwheels and windmills began to
replace Eurasia’s mammals in medieval times, they were also the
major source of its “industrial” power beyond human muscle
power—for example, for turning grindstones and operating water
lifts. In contrast, the Americas had only one species of big
domestic mammal, the llama / alpaca, confined to a small area of
the Andes and the adjacent Peruvian coast. While it was used for
meat, wool, hides, and goods transport, it never yielded milk for
human consumption, never bore a rider, never pulled a cart or a
plow, and never served as a power source or vehicle of
warfare.
That’s an enormous set of differences between
Eurasian and Native American societies—due largely to the Late
Pleistocene extinction (extermination?) of most of North and South
America’s former big wild mammal species. If it had not been for
those extinctions, modern history might have taken a different
course. When Cortés and his bedraggled adventurers landed on the
Mexican coast in 1519, they might have been driven into the sea by
thousands of Aztec cavalry mounted on domesticated native American
horses. Instead of the Aztecs’ dying of smallpox, the Spaniards
might have been wiped out by American germs transmitted by
disease-resistant Aztecs. American civilizations resting on animal
power might have been sending their own conquistadores to ravage
Europe. But those hypothetical outcomes were foreclosed by mammal
extinctions thousands of years earlier.
Those extinctions left Eurasia with many more
wild candidates for domestication than the Americas offered. Most
candidates disqualify themselves as potential domesticates for any
of half a dozen reasons. Hence Eurasia ended up with its 13 species
of big domestic mammals and the Americas with just its one very
local species. Both hemispheres also had domesticated species of
birds and small mammals—the turkey, guinea pig, and Muscovy duck
very locally and the dog more widely in the Americas; chickens,
geese, ducks, cats, dogs, rabbits, honeybees, silkworms, and some
others in Eurasia. But the significance of all those species of
small domestic animals was trivial compared with that of the big
ones.
Eurasia and the Americas also differed with
respect to plant food production, though the disparity here was
less marked than for animal food production. In 1492 agriculture
was widespread in Eurasia. Among the few Eurasian hunter-gatherers
lacking both crops and domestic animals were the Ainu of northern
Japan, Siberian societies without reindeer, and small
hunter-gatherer groups scattered through the forests of India and
tropical Southeast Asia and trading with neighboring farmers. Some
other Eurasian societies, notably the Central Asian pastoralists
and the reindeer-herding Lapps and Samoyeds of the Arctic, had
domestic animals but little or no agriculture. Virtually all other
Eurasian societies engaged in agriculture as well as in herding
animals.
Agriculture was also widespread in the
Americas, but hunter-gatherers occupied a larger fraction of the
Americas’ area than of Eurasia’s. Those regions of the Americas
without food production included all of northern North America and
southern South America, the Canadian Great Plains, and all of
western North America except for small areas of the U.S. Southwest
that supported irrigation agriculture. It is striking that the
areas of Native America without food production included what
today, after Europeans’ arrival, are some of the most productive
farmlands and pastures of both North and South America: the Pacific
states of the United States, Canada’s wheat belt, the pampas of
Argentina, and the Mediterranean zone of Chile. The former absence
of food production in these lands was due entirely to their local
paucity of domesticable wild animals and plants, and to geographic
and ecological barriers that prevented the crops and the few
domestic animal species of other parts of the Americas from
arriving. Those lands became productive not only for European
settlers but also, in some cases, for Native Americans, as soon as
Europeans introduced suitable domestic animals and crops. For
instance, Native American societies became renowned for their
mastery of horses, and in some cases of cattle and sheepherding, in
parts of the Great Plains, the western United States, and the
Argentine pampas. Those mounted plains warriors and Navajo
sheepherders and weavers now figure prominently in white Americans’
image of American Indians, but the basis for that image was created
only after 1492. These examples demonstrate that the sole missing
ingredients required to sustain food production in large areas of
the Americas were domestic animals and crops themselves.
In those parts of the Americas that did support
Native American agriculture, it was constrained by five major
disadvantages vis-à-vis Eurasian agriculture: widespread dependence
on protein-poor corn, instead of Eurasia’s diverse and protein-rich
cereals; hand planting of individual seeds, instead of broadcast
sowing; tilling by hand instead of plowing by animals, which
enables one person to cultivate a much larger area, and which also
permits cultivation of some fertile but tough soils and sods that
are difficult to till by hand (such as those of the North American
Great Plains); lack of animal manuring to increase soil fertility;
and just human muscle power, instead of animal power, for
agricultural tasks such as threshing, grinding, and irrigation.
These differences suggest that Eurasian agriculture as of 1492 may
have yielded on the average more calories and protein per
person-hour of labor than Native American agriculture did.
SUCH DIFFERENCES IN food production
constituted a major ultimate cause of the disparities between
Eurasian and Native American societies. Among the resulting
proximate factors behind the conquest, the most important included
differences in germs, technology, political organization, and
writing. Of these, the one linked most directly to the differences
in food production was germs. The infectious diseases that
regularly visited crowded Eurasian societies, and to which many
Eurasians consequently developed immune or genetic resistance,
included all of history’s most lethal killers: smallpox, measles,
influenza, plague, tuberculosis, typhus, cholera, malaria, and
others. Against that grim list, the sole crowd infectious diseases
that can be attributed with certainty to pre-Columbian Native
American societies were nonsyphilitic treponemas. (As I explained
in Chapter 11, it remains uncertain whether syphilis arose in
Eurasia or in the Americas, and the claim that human tuberculosis
was present in the Americas before Columbus is in my opinion
unproven.)
This continental difference in harmful germs
resulted paradoxically from the difference in useful livestock.
Most of the microbes responsible for the infectious diseases of
crowded human societies evolved from very similar ancestral
microbes causing infectious diseases of the domestic animals with
which food producers began coming into daily close contact around
10,000 years ago. Eurasia harbored many domestic animal species and
hence developed many such microbes, while the Americas had very few
of each. Other reasons why Native American societies evolved so few
lethal microbes were that villages, which provide ideal breeding
grounds for epidemic diseases, arose thousands of years later in
the Americas than in Eurasia; and that the three regions of the New
World supporting urban societies (the Andes, Mesoamerica, and the
U.S. Southeast) were never connected by fast, high-volume trade on
the scale that brought plague, influenza, and possibly smallpox to
Europe from Asia. As a result, even malaria and yellow fever, the
infectious diseases that eventually became major obstacles to
European colonization of the American tropics, and that posed the
biggest barrier to the construction of the Panama Canal, are not
American diseases at all but are caused by microbes of Old World
tropical origin, introduced to the Americas by Europeans.
Rivaling germs as proximate factors behind
Europe’s conquest of the Americas were the differences in all
aspects of technology. These differences stemmed ultimately from
Eurasia’s much longer history of densely populated, economically
specialized, politically centralized, interacting and competing
societies dependent on food production. Five areas of technology
may be singled out:
First, metals—initially copper, then bronze,
and finally iron—were used for tools in all complex Eurasian
societies as of 1492. In contrast, although copper, silver, gold,
and alloys were used for ornaments in the Andes and some other
parts of the Americas, stone and wood and bone were still the
principal materials for tools in all Native American societies,
which made only limited local use of copper tools.
Second, military technology was far more potent
in Eurasia than in the Americas. European weapons were steel
swords, lances, and daggers, supplemented by small firearms and
artillery, while body armor and helmets were also made of solid
steel or else of chain mail. In place of steel, Native Americans
used clubs and axes of stone or wood (occasionally copper in the
Andes), slings, bows and arrows, and quilted armor, constituting
much less effective protection and weaponry. In addition, Native
American armies had no animals to oppose to horses, whose value for
assaults and fast transport gave Europeans an overwhelming
advantage until some Native American societies themselves adopted
them.
Third, Eurasian societies enjoyed a huge
advantage in their sources of power to operate machines. The
earliest advance over human muscle power was the use of
animals—cattle, horses, and donkeys—to pull plows and to turn
wheels for grinding grain, raising water, and irrigating or
draining fields. Waterwheels appeared in Roman times and then
proliferated, along with tidal mills and windmills, in the Middle
Ages. Coupled to systems of geared wheels, those engines harnessing
water and wind power were used not only to grind grain and move
water but also to serve myriad manufacturing purposes, including
crushing sugar, driving blast furnace bellows, grinding ores,
making paper, polishing stone, pressing oil, producing salt,
producing textiles, and sawing wood. It is conventional to define
the Industrial Revolution arbitrarily as beginning with the
harnessing of steam power in 18th-century England, but in fact an
industrial revolution based on water and wind power had begun
already in medieval times in many parts of Europe. As of 1492, all
of those operations to which animal, water, and wind power were
being applied in Eurasia were still being carried out by human
muscle power in the Americas.
Long before the wheel began to be used in power
conversion in Eurasia, it had become the basis of most Eurasian
land transport—not only for animal-drawn vehicles but also for
human-powered wheelbarrows, which enabled one or more people, still
using just human muscle power, to transport much greater weights
than they could have otherwise. Wheels were also adopted in
Eurasian pottery making and in clocks. None of those uses of the
wheel was adopted in the Americas, where wheels are attested only
in Mexican ceramic toys.
The remaining area of technology to be
mentioned is sea transport. Many Eurasian societies developed large
sailing ships, some of them capable of sailing against the wind and
crossing the ocean, equipped with sextants, magnetic compasses,
sternpost rudders, and cannons. In capacity, speed,
maneuverability, and seaworthiness, those Eurasian ships were far
superior to the rafts that carried out trade between the New
World’s most advanced societies, those of the Andes and
Mesoamerica. Those rafts sailed with the wind along the Pacific
coast. Pizarro’s ship easily ran down and captured such a raft on
his first voyage toward Peru.
IN ADDITION TO their germs and
technology, Eurasian and Native American societies differed in
their political organization. By late medieval or Renaissance
times, most of Eurasia had come under the rule of organized states.
Among these, the Habsburg, Ottoman, and Chinese states, the Mogul
state of India, and the Mongol state at its peak in the 13th
century started out as large polyglot amalgamations formed by the
conquest of other states. For that reason they are generally
referred to as empires. Many Eurasian states and empires had
official religions that contributed to state cohesion, being
invoked to legitimize the political leadership and to sanction wars
against other peoples. Tribal and band societies in Eurasia were
largely confined to the Arctic reindeer herders, the Siberian
hunter-gatherers, and the hunter-gatherer enclaves in the Indian
subcontinent and tropical Southeast Asia.
The Americas had two empires, those of the
Aztecs and Incas, which resembled their Eurasian counterparts in
size, population, polyglot makeup, official religions, and origins
in the conquest of smaller states. In the Americas those were the
sole two political units capable of mobilizing resources for public
works or war on the scale of many Eurasian states, whereas seven
European states (Spain, Portugal, England, France, Holland, Sweden,
and Denmark) had the resources to acquire American colonies between
1492 and 1666. The Americas also held many chiefdoms (some of them
virtually small states) in tropical South America, Mesoamerica
beyond Aztec rule, and the U.S. Southeast. The rest of the Americas
was organized only at the tribal or band level.
The last proximate factor to be discussed is
writing. Most Eurasian states had literate bureaucracies, and in
some a significant fraction of the populace other than bureaucrats
was also literate. Writing empowered European societies by
facilitating political administration and economic exchanges,
motivating and guiding exploration and conquest, and making
available a range of information and human experience extending
into remote places and times. In contrast, use of writing in the
Americas was confined to the elite in a small area of Mesoamerica.
The Inca Empire employed an accounting system and mnemonic device
based on knots (termed quipu), but it could not have approached
writing as a vehicle for transmitting detailed information.
THUS, EURASIAN SOCIETIES in the time of
Columbus enjoyed big advantages over Native American societies in
food production, germs, technology (including weapons), political
organization, and writing. These were the main factors tipping the
outcome of the post-Columbian collisions. But those differences as
of A.D. 1492 represent just one snapshot of historical
trajectories that had extended over at least 13,000 years in the
Americas, and over a much longer time in Eurasia. For the Americas,
in particular, the 1492 snapshot captures the end of the
independent trajectory of Native Americans. Let us now trace out
the earlier stages of those trajectories.
Table 18.1 summarizes approximate dates of the
appearance of key developments in the main “homelands” of each
hemisphere (the Fertile Crescent and China in Eurasia, the Andes
and Amazonia and Mesoamerica in the Americas). It also includes the
trajectory for the minor New World homeland of the eastern United
States, and that for England, which is not a homeland at all but is
listed to illustrate how rapidly developments spread from the
Fertile Crescent.
This table is sure to horrify any knowledgeable
scholar, because it reduces exceedingly complex histories to a few
seemingly precise dates. In reality, all of those dates are merely
attempts to label arbitrary points along a continuum. For example,
more significant than the date of the first metal tool found by
some archaeologist is the time when a significant fraction of all
tools was made of metal, but how common must metal tools be to rate
as “widespread”? Dates for the appearance of the same development
may differ among different parts of the same homeland. For
instance, within the Andean region pottery appears about 1,300
years earlier in coastal Ecuador (3100 B.C.) than in Peru
(1800 B.C.). Some dates, such as those for the rise of
chiefdoms, are more difficult to infer from the archaeological
record than are dates of artifacts like pottery or metal tools.
Some of the dates in Table 18.1 are very uncertain, especially
those for the onset of American food production. Nevertheless, as
long as one understands that the table is a simplification, it is
useful for comparing continental histories.
The table suggests that food production began
to provide a large fraction of human diets around 5,000 years
earlier in the Eurasian homelands than in those of the Americas. A
caveat must be mentioned immediately: while there is no doubt about
the antiquity of food production in Eurasia, there is controversy
about its onset in the Americas. In particular, archaeologists
often cite considerably older claimed dates for domesticated plants
at Coxcatlán Cave in Mexico, at Guitarrero Cave in Peru, and at
some other American sites than the dates given in the table. Those
claims are now being reevaluated for several reasons: recent direct
radiocarbon dating of crop remains themselves has in some cases
been yielding younger dates; the older dates previously reported
were based instead on charcoal thought to be contemporaneous with
the plant remains, but possibly not so; and the status of some of
the older plant remains as crops or just as collected wild plants
is uncertain. Still, even if plant domestication did begin earlier
in the Americas than the dates shown in Table 18.1, agriculture
surely did not provide the basis for most human calorie intake and
sedentary existence in American homelands until much later than in
Eurasian homelands.
TABLE 18.1 Historical Trajectories
of Eurasia and the Americas
Approximate Date of Adoption | Eurasia | ||
Fertile Crescent | China | England | |
Plant domestication | 8500 B.C. | by 7500 B.C. | 3500 B.C. |
Animal domestication | 8000 B.C. | by 7500 B.C. | 3500 B.C. |
Pottery | 7000 B.C. | by 7500 B.C. | 3500 B.C. |
Villages | 9000 B.C. | by 7500 B.C. | 3000 B.C. |
Chiefdoms | 5500 B.C. | 4000 B.C. | 2500 B.C. |
Widespread metal tools or artifacts (copper and/or bronze) | 4000 B.C. | 2000 B.C. | 2000 B.C. |
States | 3700 B.C. | 2000 B.C. | 500 A.D. |
Writing | 3200 B.C. | by 1300 B.C. | A.D. 43 |
Widespread iron tools | 900 B.C. | 500 B.C. | 650 B.C. |
This table gives approximate dates of
widespread adoption of significant developments in three Eurasian
and four Native American areas. Dates for animal domestication
neglect dogs, which were domesticated earlier than food-producing
animals in both Eurasia and the Americas. Chiefdoms are inferred
from archaeological evidence, such as ranked burials, architecture,
and settlement patterns. The table greatly simplifies a complex
mass of historical facts: see the text for some of the many
important caveats.
As we saw in Chapters 5 and 10, only a few
relatively small areas of each hemisphere acted as a “homeland”
where food production first arose and from which it then spread.
Those homelands were the Fertile Crescent and China in Eurasia, and
the Andes and Amazonia, Mesoamerica, and the eastern United States
in the Americas. The rate of spread of key developments is
especially well understood for Europe, thanks to the many
archaeologists at work there. As Table 18.1 summarizes for England,
once food production and village living had arrived from the
Fertile Crescent after a long lag (5,000 years), the subsequent lag
for England’s adoption of chiefdoms, states, writing, and
especially metal tools was much shorter: 2,000 years for the first
widespread metal tools of copper and bronze, and only 250 years for
widespread iron tools. Evidently, it was much easier for one
society of already sedentary farmers to “borrow” metallurgy from
another such society than for nomadic hunter-gatherers to “borrow”
food production from sedentary farmers (or to be replaced by the
farmers).
Native America | |||
Andes | Amazonia | Mesoamerica | Eastern U.S. |
by 3000 B.C. | 3000 B.C. | by 3000 B.C. | 2500 B.C. |
3500 B.C. | ? | 500 B.C. | — |
3100–1800 B.C. | 6000 B.C. | 1500 B.C. | 2500 B.C. |
3100–1800 B.C. | 6000 B.C. | 1500 B.C. | 500 B.C. |
by 1500 B.C. | A.D. 1 | 1500 B.C. | 200 B.C. |
A.D. 1000 | — | — | — |
A.D. 1 | — | 300 B.C. | — |
— | — | 600 B.C. | — |
— | — | — | — |
WHY WERE THE trajectories of all key
developments shifted to later dates in the Americas than in
Eurasia? Four groups of reasons suggest themselves: the later
start, more limited suite of wild animals and plants available for
domestication, greater barriers to diffusion, and possibly smaller
or more isolated areas of dense human populations in the Americas
than in Eurasia.
As for Eurasia’s head start, humans have
occupied Eurasia for about a million years, far longer than they
have lived in the Americas. According to the archaeological
evidence discussed in Chapter 1, humans entered the Americas at
Alaska only around 12,000 B.C., spread south of the Canadian
ice sheets as Clovis hunters a few centuries before
11,000 B.C., and reached the southern tip of South America by
10,000 B.C., Even if the disputed claims of older human
occupation sites in the Americas prove valid, those postulated
pre-Clovis inhabitants remained for unknown reasons very sparsely
distributed and did not launch a Pleistocene proliferation of
hunter-gatherer societies with expanding populations, technology,
and art as in the Old World. Food production was already arising in
the Fertile Crescent only 1,500 years after the time when
Clovis-derived hunter-gatherers were just reaching southern South
America.
Several possible consequences of that Eurasian
head start deserve consideration. First, could it have taken a long
time after 11,000 B.C. for the Americas to fill up with
people? When one works out the likely numbers involved, one finds
that this effect would make only a trivial contribution to the
Americas’ 5,000-year lag in food-producing villages. The
calculations given in Chapter 1 tell us that even if a mere 100
pioneering Native Americans had crossed the Canadian border into
the lower United States and increased at a rate of only 1 percent
per year, they would have saturated the Americas with
hunter-gatherers within 1,000 years. Spreading south at a mere one
mile per month, those pioneers would have reached the southern tip
of South America only 700 years after crossing the Canadian border.
Those postulated rates of spread and of population increase are
very low compared with actual known rates for peoples occupying
previously uninhabited or sparsely inhabited lands. Hence the
Americas were probably fully occupied by hunter-gatherers within a
few centuries of the arrival of the first colonists.
Second, could a large part of the 5,000-year
lag have represented the time that the first Americans required to
become familiar with the new local plant species, animal species,
and rock sources that they encountered? If we can again reason by
analogy with New Guinean and Polynesian hunter-gatherers and
farmers occupying previously unfamiliar environments—such as Maori
colonists of New Zealand or Tudawhe colonists of New Guinea’s
Karimui Basin—the colonists probably discovered the best rock
sources and learned to distinguish useful from poisonous wild
plants and animals in much less than a century.
Third, what about Eurasians’ head start in
developing locally appropriate technology? The early farmers of the
Fertile Crescent and China were heirs to the technology that
behaviorially modern Homo sapiens had been developing to
exploit local resources in those areas for tens of thousands of
years. For instance, the stone sickles, underground storage pits,
and other technology that hunter-gatherers of the Fertile Crescent
had been evolving to utilize wild cereals were available to the
first cereal farmers of the Fertile Crescent. In contrast, the
first settlers of the Americas arrived in Alaska with equipment
appropriate to the Siberian Arctic tundra. They had to invent for
themselves the equipment suitable to each new habitat they
encountered. That technology lag may have contributed significantly
to the delay in Native American developments.
An even more obvious factor behind the delay
was the wild animals and plants available for domestication. As I
discussed in Chapter 6, when hunter-gatherers adopt food
production, it is not because they foresee the potential benefits
awaiting their remote descendants but because incipient food
production begins to offer advantages over the hunter-gatherer
lifestyle. Early food production was less competitive with
hunting-gathering in the Americas than in the Fertile Crescent or
China, partly owing to the Americas’ virtual lack of domesticable
wild mammals. Hence early American farmers remained dependent on
wild animals for animal protein and necessarily remained part-time
hunter-gatherers, whereas in both the Fertile Crescent and China
animal domestication followed plant domestication very closely in
time to create a food producing package that quickly won out over
hunting-gathering. In addition, Eurasian domestic animals made
Eurasian agriculture itself more competitive by providing
fertilizer, and eventually by drawing plows.
Features of American wild plants also
contributed to the lesser competitiveness of Native American food
production. That conclusion is clearest for the eastern United
States, where less than a dozen crops were domesticated, including
small-seeded grains but no large-seeded grains, pulses, fiber
crops, or cultivated fruit or nut trees. It is also clear for
Mesoamerica’s staple grain of corn, which spread to become a
dominant crop elsewhere in the Americas as well. Whereas the
Fertile Crescent’s wild wheat and barley evolved into crops with
minimal changes and within a few centuries, wild teosinte may have
required several thousand years to evolve into corn, having to
undergo drastic changes in its reproductive biology and energy
allocation to seed production, loss of the seed’s rock-hard
casings, and an enormous increase in cob size.
As a result, even if one accepts the recently
postulated later dates for the onset of Native American plant
domestication, about 1,500 or 2,000 years would have elapsed
between that onset (about 3000–2500 B.C.) and widespread
year-round villages (1800–500B.C.) in Mesoamerica, the inland
Andes, and the eastern United States. Native American farming
served for a long time just as a small supplement to food
acquisition by hunting-gathering, and supported only a sparse
population. If one accepts the traditional, earlier dates for the
onset of American plant domestication, then 5,000 years instead of
1,500 or 2,000 years elapsed before food production supported
villages. In contrast, villages were closely associated in time
with the rise of food production in much of Eurasia. (The
hunter-gatherer lifestyle itself was sufficiently productive to
support villages even before the adoption of agriculture in parts
of both hemispheres, such as Japan and the Fertile Crescent in the
Old World, and coastal Ecuador and Amazonia in the New World.) The
limitations imposed by locally available domesticates in the New
World are well illustrated by the transformations of Native
American societies themselves when other crops or animals arrived,
whether from elsewhere in the Americas or from Eurasia. Examples
include the effects of corn’s arrival in the eastern United States
and Amazonia, the llama’s adoption in the northern Andes after its
domestication to the south, and the horse’s appearance in many
parts of North and South America.
In addition to Eurasia’s head start and wild
animal and plant species, developments in Eurasia were also
accelerated by the easier diffusion of animals, plants, ideas,
technology, and people in Eurasia than in the Americas, as a result
of several sets of geographic and ecological factors. Eurasia’s
east-west major axis, unlike the Americas’ north-south major axis,
permitted diffusion without change in latitude and associated
environmental variables. In contrast to Eurasia’s consistent
east-west breadth, the New World was constricted over the whole
length of Central America and especially at Panama. Not least, the
Americas were more fragmented by areas unsuitable for food
production or for dense human populations. These ecological
barriers included the rain forests of the Panamanian isthmus
separating Mesoamerican societies from Andean and Amazonian
societies; the deserts of northern Mexico separating Mesoamerica
from U.S. southwestern and southeastern societies; dry areas of
Texas separating the U.S. Southwest from the Southeast; and the
deserts and high mountains fencing off U.S. Pacific coast areas
that would otherwise have been suitable for food production. As a
result, there was no diffusion of domestic animals, writing, or
political entities, and limited or slow diffusion of crops and
technology, between the New World centers of Mesoamerica, the
eastern United States, and the Andes and Amazonia.
Some specific consequences of these barriers
within the Americas deserve mention. Food production never diffused
from the U.S. Southwest and Mississippi Valley to the modern
American breadbaskets of California and Oregon, where Native
American societies remained hunter-gatherers merely because they
lacked appropriate domesticates. The llama, guinea pig, and potato
of the Andean highlands never reached the Mexican highlands, so
Mesoamerica and North America remained without domestic mammals
except for dogs. Conversely, the domestic sunflower of the eastern
United States never reached Mesoamerica, and the domestic turkey of
Mesoamerica never made it to South America or the eastern United
States. Mesoamerican corn and beans took 3,000 and 4,000 years,
respectively, to cover the 700 miles from Mexico’s farmlands to the
eastern U.S. farmlands. After corn’s arrival in the eastern United
States, seven centuries more passed before the development of a
corn variety productive in North American climates triggered the
Mississippian emergence. Corn, beans, and squash may have taken
several thousand years to spread from Mesoamerica to the U.S.
Southwest. While Fertile Crescent crops spread west and east
sufficiently fast to preempt independent domestication of the same
species or else domestication of closely related species elsewhere,
the barriers within the Americas gave rise to many such parallel
domestications of crops.
As striking as these effects of barriers on
crop and livestock diffusion are the effects on other features of
human societies. Alphabets of ultimately eastern Mediterranean
origin spread throughout all complex societies of Eurasia, from
England to Indonesia, except for areas of East Asia where
derivatives of the Chinese writing system took hold. In contrast,
the New World’s sole writing systems, those of Mesoamerica, never
spread to the complex Andean and eastern U.S. societies that might
have adopted them. The wheels invented in Mesoamerica as parts of
toys never met the llamas domesticated in the Andes, to generate
wheeled transport for the New World. From east to west in the Old
World, the Macedonian Empire and the Roman Empire both spanned
3,000 miles, the Mongol Empire 6,000 miles. But the empires and
states of Mesoamerica had no political relations with, and
apparently never even heard of, the chiefdoms of the eastern United
States 700 miles to the north or the empires and states of the
Andes 1,200 miles to the south.
The greater geographic fragmentation of the
Americas compared with Eurasia is also reflected in distributions
of languages. Linguists agree in grouping all but a few Eurasian
languages into about a dozen language families, each consisting of
up to several hundred related languages. For example, the
Indo-European language family, which includes English as well as
French, Russian, Greek, and Hindi, comprises about 144 languages.
Quite a few of those families occupy large contiguous areas—in the
case of Indo-European, the area encompassing most of Europe east
through much of western Asia to India. Linguistic, historical, and
archaeological evidence combines to make clear that each of these
large, contiguous distributions stems from a historical expansion
of an ancestral language, followed by subsequent local linguistic
differentiation to form a family of related languages (Table 18.2).
Most such expansions appear to be attributable to the advantages
that speakers of the ancestral language, belonging to
food-producing societies, held over hunter-gatherers. We already
discussed such historical expansions in Chapters 16 and 17 for the
Sino-Tibetan, Austronesian, and other East Asian language families.
Among major expansions of the last millennium are those that
carried Indo-European languages from Europe to the Americas and
Australia, the Russian language from eastern Europe across Siberia,
and Turkish (a language of the Altaic family) from Central Asia
westward to Turkey.
With the exception of the Eskimo-Aleut language
family of the American Arctic and the Na-Dene language family of
Alaska, northwestern Canada, and the U.S. Southwest, the Americas
lack examples of large-scale language expansions widely accepted by
linguists. Most linguists specializing in Native American languages
do not discern large, clear-cut groupings other than Eskimo-Aleut
and Na-Dene. At most, they consider the evidence sufficient only to
group other Native American languages (variously estimated to
number from 600 to 2,000) into a hundred or more language groups or
isolated languages. A controversial minority view is that of the
linguist Joseph Greenberg, who groups all Native American languages
other than Eskimo-Aleut and Na-Dene languages into a single large
family, termed Amerind, with about a dozen subfamilies.
TABLE 18.2 Language Expansions in
the Old World
Inferred Date | Language Family or Language | Expansion | Ultimate Driving Force |
6000 or 4000B.C. | Indo-European | Ukraine or Anatolia, Europe, C. Asia, India | food production or horse-based pastoralism |
6000 B.C.–2000B.C. | Elamo-Dravidian | Iran, India | food production |
4000 B.C.–present | Sino-Tibetan | Tibetan Plateau, N. China, S. China, tropical S.E. Asia | food production |
3000 B.C.–1000B.C. | Austronesian | S. China, Indonesia, Pacific islands | food production |
3000 B.C.–A.D.1000 | Bantu | Nigeria and Cameroon, S. Africa | food production |
3000 B.C.–A.D. 1 | Austroasiatic | S. Chinatropical S.E. Asia, India | food production |
1000 B.C.–A.D.1500 | Tai-Kadai, Miao-Yao | S. Chinat, ropical S.E. Asia | food production |
A.D. 892 | Hungarian | Ural Mts., Hungary | horse-based pastoralism |
A.D. 1000–A.D.1300 | Altaic (Mongol, Turkish) | Asian steppe, Europe, Turkey, China, India | horse-based pastoralism |
A.D. 1480–A.D.1638 | Russian | European Russia, Asiati, Siberia | food production |
Some of Greenberg’s subfamilies, and some
groupings recognized by more-traditional linguists, may turn out to
be legacies of New World population expansions driven in part by
food production. These legacies may include the Uto-Aztecan
languages of Mesoamerica and the western United States, the
Oto-Manguean languages of Mesoamerica, the Natchez-Muskogean
languages of the U.S. Southeast, and the Arawak languages of the
West Indies. But the difficulties that linguists have in agreeing
on groupings of Native American languages reflect the difficulties
that complex Native American societies themselves faced in
expanding within the New World. Had any food-producing Native
American peoples succeeded in spreading far with their crops and
livestock and rapidly replacing hunter-gatherers over a large area,
they would have left legacies of easily recognized language
families, as in Eurasia, and the relationships of Native American
languages would not be so controversial.
Thus, we have identified three sets of ultimate
factors that tipped the advantage to European invaders of the
Americas: Eurasia’s long head start on human settlement; its more
effective food production, resulting from greater availability of
domesticable wild plants and especially of animals; and its less
formidable geographic and ecological barriers to intracontinental
diffusion. A fourth, more speculative ultimate factor is suggested
by some puzzling non-inventions in the Americas: the non-inventions
of writing and wheels in complex Andean societies, despite a time
depth of those societies approximately equal to that of complex
Mesoamerican societies that did make those inventions; and wheels’
confinement to toys and their eventual disappearance in
Mesoamerica, where they could presumably have been useful in
human-powered wheelbarrows, as in China. These puzzles remind one
of equally puzzling non-inventions, or else disappearances of
inventions, in small isolated societies, including Aboriginal
Tasmania, Aboriginal Australia, Japan, Polynesian islands, and the
American Arctic. Of course, the Americas in aggregate are anything
but small: their combined area is fully 76 percent that of Eurasia,
and their human population as of A.D.1492 was probably also a
large fraction of Eurasia’s. But the Americas, as we have seen, are
broken up into “islands” of societies with tenuous connections to
each other. Perhaps the histories of Native American wheels and
writing exemplify the principles illustrated in a more extreme form
by true island societies.
AFTER AT LEAST 13,000 years of separate
developments, advanced American and Eurasian societies finally
collided within the last thousand years. Until then, the sole
contacts between human societies of the Old and the New Worlds had
involved the hunter-gatherers on opposite sides of the Bering
Strait.
There were no Native American attempts to
colonize Eurasia, except at the Bering Strait, where a small
population of Inuit (Eskimos) derived from Alaska established
itself across the strait on the opposite Siberian coast. The first
documented Eurasian attempt to colonize the Americas was by the
Norse at Arctic and sub-Arctic latitudes (Figure 18.1). Norse from
Norway colonized Iceland in A.D. 874, then Norse from
Iceland colonized Greenland in A.D. 986, and finally
Norse from Greenland repeatedly visited the northeastern coast of
North America between about A.D. 1000 and 1350. The sole
Norse archaeological site discovered in the Americas is on
Newfoundland, possibly the region described as Vinland in Norse
sagas, but these also mention landings evidently farther north, on
the coasts of Labrador and Baffin Island.
Iceland’s climate permitted herding and
extremely limited agriculture, and its area was sufficient to
support a Norse-derived population that has persisted to this day.
But most of Greenland is covered by an ice cap, and even the two
most favorable coastal fjords were marginal for Norse food
production. The Greenland Norse population never exceeded a few
thousand. It remained dependent on imports of food and iron from
Norway, and of timber from the Labrador coast. Unlike Easter Island
and other remote Polynesian islands, Greenland could not support a
self-sufficient food-producing society, though it did support
self-sufficient Inuit hunter-gatherer populations before, during,
and after the Norse occupation period. The populations of Iceland
and Norway themselves were too small and too poor for them to
continue their support of the Greenland Norse population.
In the Little Ice Age that began in the 13th
century, the cooling of the North Atlantic made food production in
Greenland, and Norse voyaging to Greenland from Norway or Iceland,
even more marginal than before. The Greenlanders’ last known
contact with Europeans came in 1410 with an Icelandic ship that
arrived after being blown off course. When Europeans finally began
again to visit Greenland in 1577, its Norse colony no longer
existed, having evidently disappeared without any record during the
15th century.
But the coast of North America lay effectively
beyond the reach of ships sailing directly from Norway itself,
given Norse ship technology of the period A.D. 986–1410.
The Norse visits were instead launched from the Greenland colony,
separated from North America only by the 200-mile width of Davis
Strait. However, the prospect of that tiny marginal colony’s
sustaining an exploration, conquest, and settlement of the Americas
was nil. Even the sole Norse site located on Newfoundland
apparently represents no more than a winter camp occupied by a few
dozen people for a few years. The Norse sagas describe attacks on
their Vinland camp by people termed Skraelings, evidently either
Newfoundland Indians or Dorset Eskimos.
The fate of the Greenland colony, medieval
Europe’s most remote outpost, remains one of archaeology’s romantic
mysteries. Did the last Greenland Norse starve to death, attempt to
sail off, intermarry with Eskimos, or succumb to disease or Eskimo
arrows? While those questions of proximate cause remain unanswered,
the ultimate reasons why Norse colonization of Greenland and
America failed are abundantly clear. It failed because the source
(Norway), the targets (Greenland and Newfoundland), and the time
(A.D. 984–1410) guaranteed that Europe’s potential advantages
of food production, technology, and political organization could
not be applied effectively. At latitudes too high for much food
production, the iron tools of a few Norse, weakly supported by one
of Europe’s poorer states, were no match for the stone, bone, and
wooden tools of Eskimo and Indian hunter-gatherers, the world’s
greatest masters of Arctic survival skills.
THE SECOND EURASIAN attempt to colonize
the Americas succeeded because it involved a source, target,
latitude, and time that allowed Europe’s potential advantages to be
exerted effectively. Spain, unlike Norway, was rich and populous
enough to support exploration and subsidize colonies. Spanish
landfalls in the Americas were at subtropical latitudes highly
suitable for food production, based at first mostly on Native
American crops but also on Eurasian domestic animals, especially
cattle and horses. Spain’s transatlantic colonial enterprise began
in 1492, at the end of a century of rapid development of European
oceangoing ship technology, which by then incorporated advances in
navigation, sails, and ship design developed by Old World societies
(Islam, India, China, and Indonesia) in the Indian Ocean. As a
result, ships built and manned in Spain itself were able to sail to
the West Indies; there was nothing equivalent to the Greenland
bottleneck that had throttled Norse colonization. Spain’s New World
colonies were soon joined by those of half a dozen other European
states.
The first European settlements in the Americas,
beginning with the one founded by Columbus in 1492, were in the
West Indies. The island Indians, whose estimated population at the
time of their “discovery” exceeded a million, were rapidly
exterminated on most islands by disease, dispossession,
enslavement, warfare, and casual murder. Around 1508 the first
colony was founded on the American mainland, at the Isthmus of
Panama. Conquest of the two large mainland empires, those of the
Aztecs and Incas, followed in 1519–1520 and 1532–1533,
respectively. In both conquests European-transmitted epidemics
(probably smallpox) made major contributions, by killing the
emperors themselves, as well as a large fraction of the population.
The overwhelming military superiority of even tiny numbers of
mounted Spaniards, together with their political skills at
exploiting divisions within the native population, did the rest.
European conquest of the remaining native states of Central America
and northern South America followed during the 16th and 17th
centuries.
As for the most advanced native societies of
North America, those of the U.S. Southeast and the Mississippi
River system, their destruction was accomplished largely by germs
alone, introduced by early European explorers and advancing ahead
of them. As Europeans spread throughout the Americas, many other
native societies, such as the Mandans of the Great Plains and the
Sadlermiut Eskimos of the Arctic, were also wiped out by disease,
without need for military action. Populous native societies not
thereby eliminated were destroyed in the same way the Aztecs and
Incas had been—by full-scale wars, increasingly waged by
professional European soldiers and their native allies. Those
soldiers were backed by the political organizations initially of
the European mother countries, then of the European colonial
governments in the New World, and finally of the independent
neo-European states that succeeded the colonial governments.
Smaller native societies were destroyed more
casually, by small-scale raids and murders carried out by private
citizens. For instance, California’s native hunter-gatherers
initially numbered about 200,000 in aggregate, but they were
splintered among a hundred tribelets, none of which required a war
to be defeated. Most of those tribelets were killed off or
dispossessed during or soon after the California gold rush of
1848–52, when large numbers of immigrants flooded the state. As one
example, the Yahi tribelet of northern California, numbering about
2,000 and lacking firearms, was destroyed in four raids by armed
white settlers: a dawn raid on a Yahi village carried out by 17
settlers on August 6, 1865; a massacre of Yahis surprised in a
ravine in 1866; a massacre of 33 Yahis tracked to a cave around
1867; and a final massacre of about 30 Yahis trapped in another
cave by 4 cowboys around 1868. Many Amazonian Indian groups were
similarly eliminated by private settlers during the rubber boom of
the late 19th and early 20th centuries. The final stages of the
conquest are being played out in the present decade, as the
Yanomamo and other Amazonian Indian societies that remain
independent are succumbing to disease, being murdered by miners, or
being brought under control by missionaries or government
agencies.
The end result has been the elimination of
populous Native American societies from most temperate areas
suitable for European food production and physiology. In North
America those that survived as sizable intact communities now live
mostly on reservations or other lands considered undesirable for
European food production and mining, such as the Arctic and arid
areas of the U.S. West. Native Americans in many tropical areas
have been replaced by immigrants from the Old World tropics
(especially black Africans, along with Asian Indians and Javanese
in Suriname).
In parts of Central America and the Andes, the
Native Americans were originally so numerous that, even after
epidemics and wars, much of the population today remains Native
American or mixed. That is especially true at high altitudes in the
Andes, where genetically European women have physiological
difficulties even in reproducing, and where native Andean crops
still offer the most suitable basis for food production. However,
even where Native Americans do survive, there has been extensive
replacement of their culture and languages with those of the Old
World. Of the hundreds of Native American languages originally
spoken in North America, all except 187 are no longer spoken at
all, and 149 of these last 187 are moribund in the sense that they
are being spoken only by old people and no longer learned by
children. Of the approximately 40 New World nations, all now have
an Indo-European language or creole as the official language. Even
in the countries with the largest surviving Native American
populations, such as Peru, Bolivia, Mexico, and Guatemala, a glance
at photographs of political and business leaders shows that they
are disproportionately Europeans, while several Caribbean nations
have black African leaders and Guyana has had Asian Indian
leaders.
The original Native American population has
been reduced by a debated large percentage: estimates for North
America range up to 95 percent. But the total human population of
the Americas is now approximately ten times what it was in 1492,
because of arrivals of Old World peoples (Europeans, Africans, and
Asians). The Americas’ population now consists of a mixture of
peoples originating from all continents except Australia. That
demographic shift of the last 500 years—the most massive shift on
any continent except Australia—has its ultimate roots in
developments between about 11,000 B.C. and A.D. 1.